Broker Check

Research Us

Before you work with or partner with any financial advisor or brokerage firm, you need to research them in detail.  2 key things to look for include:

  • Does the advisor or firm have disclosure events against them?
  • Is the advisor or firm properly licensed or registered in your state?

FINRA has a tool called BrokerCheck (http://brokercheck.finra.org/) which provides you with the background and information you need to properly assess your advisor or broker.

Take a look at the information about myself and my firm:

As you will see, both myself as well as my firm have excellent records. Make sure whomever you decide to work with have the same.